• Loan Compliance Auditor I

    Job ID
    2018-2850
    Location
    Corporate
    Type
    Full-Time
    Address
    1600 Redbud Boulevard
    # of Openings
    1
    City, State
    US-TX-McKinney
  • Overview

    The Loan Compliance Auditor is responsible for supporting the reviews of all consumer and commercial-purpose real estate loan files to ensure compliance with all applicable bank and regulatory policies and procedures.

     

    WHY INDEPENDENT BANK IS A GREAT PLACE TO WORK:

     

    Footprint

    Established, respected, and growing in Texas and Colorado.

     

    People

    Building thriving relationships and leading with a courageous heart.

     

    Benefits

    Generous 401 (k) plan, paid time off, health benefits, employee programs, and a satisfying work-life balance.

     

    Growth

    Financial stability providing competitive salaries, internal growth opportunities, and a business strategy of continuous growth.

     

    Community

    Volunteering and making a lasting impact, building strong, healthy communities.

    Responsibilities

    • Review consumer and real estate loan files to ensure compliance with federal regulations and adherence to Bank policy.
    • Document findings of file reviews and provide monthly reports to supervisor.
    • Communicate with loan officers and lending assistants to provide guidance on the correct way to document loan files and remedy existing issues.
    • Monitor outstanding items due from lenders and loan assistants to clear compliance findings.
    • Work closely with Loan Operations, loan assistants, and loan officers in document preparation and document review.
    • Assist with loan-related research for legal orders.
    • Review Adverse Action Notices for accuracy, timeliness, and appropriate approvals.
    • Other loan-related audits, as needed.
    • Assist management in the preparation for and during audits and exams.
    • Responsible for ongoing review and self-education of banking regulation changes related to loan compliance.
    • Other duties as requested.

    Qualifications

    • High school diploma or equivalent is required. College diploma preferred.
    • 1 year experience in loan operations or as a loan assistant.
    • 1 year experience in loan compliance or loan audit preferred.
    • Must be proficient in Microsoft Office applications.
    • Professional demeanor, cooperative attitude, excellent organizational, analytical, verbal and written communication skills a must.
    • Demonstrate a high level of knowledge of Bank Secrecy Act and OFAC related responsibilities in the performance of daily operations to ensure adherence to bank policies and compliance with all regulatory requirements.

    Independent Bank is a host to diverse group of professionals; offering careers in lending, finance, management, marketing, technology and much more. We welcome talented and capable people with a heart for community service, strong personal values and integrity to join our team.

     

    To be considered for this position, you must at least meet the basic qualifications.

    No phone calls or direct e-mails please.
     

     

    Pre-employment background screening will be conducted.

     

    Independent Bank is an EEO/AA - M/F/Disability/Protected Veteran Status.

     

    Note: The job description does not constitute an employment agreement between the employer and employee. The above statements describe the general nature and level of work being performed within this classification. It is not designed to contain or be interpreted as a comprehensive list of all duties, responsibilities, and qualifications required of employees assigned to this job. If you require assistance at any stage of the employment application process due to a disability, please contact Human Resources at 214-544-4777.

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